LE-PAPER-1LE Paper 1: Fundamentals of Securities and Futures Regulation卷一:基本證券及期貨規例8 questions 題 · sample樣本題
The regulatory framework, licensing regime, conduct requirements and market misconduct provisions.監管框架、發牌制度、操守要求及市場失當行為條文。
- 3 topics · 8 free sample questions3 個範疇 · 8 道免費樣本題
LE-PAPER-7LE Paper 7: Financial Markets卷七:金融市場8 questions 題 · sample樣本題
Hong Kong's financial market structure, the role of the exchanges and clearing houses, and the main asset classes.香港金融市場結構、交易所與結算所的角色,以及主要資產類別。
- 3 topics · 8 free sample questions3 個範疇 · 8 道免費樣本題
LE-PAPER-8LE Paper 8: Securities卷八:證券8 questions 題 · sample樣本題
Equity securities, corporate actions, the listing regime and the analysis of share values.股本證券、公司行動、上市制度及股份價值分析。
- 3 topics · 8 free sample questions3 個範疇 · 8 道免費樣本題